| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2015-09-21 | 2016-12-08 |
| Rep | 證券交易 | 2015-09-21 | 2016-12-08 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-08-21 | 2015-05-28 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-08-21 | 2015-05-28 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-18 | 2012-08-11 |
| Rep | 證券交易 | 2012-06-18 | 2012-08-11 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-01-06 | 2012-08-11 |
| Rep | 證券交易 | 2011-03-29 | 2012-08-11 |