| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORTIS, SHERIFFS & BROWNS ASIA CO. LIMITED | Rep | 證券交易 | 2023-05-31 | 2024-08-09 |
| oOo Securities (HK) Group Limited | Rep | 證券交易 | 2014-09-15 | 2023-03-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2013-12-05 | 2014-08-31 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-06-27 | 2013-09-24 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2009-07-14 | 2013-09-24 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-20 |
| Rep | 就證券提供意見 | - | 2004-01-20 | |
| Rep | 提供資產管理 | - | 2004-01-20 | |
| Rep | 證券交易 | - | 2009-07-01 |