| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2017-05-22 | - |
| CLC SECURITIES LIMITED | Rep | 證券交易 | 2015-01-21 | 2017-02-14 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2014-05-26 | 2015-01-13 |
| Open Securities Limited | Rep | 期貨合約交易 | 2013-07-12 | 2014-03-21 |
| Rep | 證券交易 | 2013-07-12 | 2014-03-21 | |
| Rep | 期貨合約交易 | 2012-07-05 | 2013-04-30 | |
| Rep | 證券交易 | 2012-07-05 | 2013-04-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-05-23 | 2012-06-01 |
| Rep | 證券交易 | 2008-05-23 | 2012-06-01 |