| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2014-04-14 | 2016-03-08 |
| Rep | 證券交易 | 2014-04-14 | 2016-03-08 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2012-06-18 | 2014-03-28 |
| Rep | 證券交易 | 2012-06-18 | 2014-03-28 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-12-02 | 2013-08-01 |
| Rep | 證券交易 | 2009-12-02 | 2013-08-01 |