| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Crosby Securities Limited | RO | 就證券提供意見 | 2015-08-25 | 2026-05-19 |
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2014-04-28 | 2015-08-12 |
| Rep | 就證券提供意見 | 2014-01-28 | 2014-04-28 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-08-13 | 2012-05-08 |
| Rep | 提供資產管理 | 2010-08-13 | 2012-05-08 | |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2006-06-20 | 2006-10-12 |
| PFP Capital Limited | Rep | 提供資產管理 | 2006-06-20 | 2006-10-12 |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-07-07 | 2006-10-12 |
| PFP Capital Limited | Rep | 就證券提供意見 | 2005-07-07 | 2006-10-12 |