| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPDB International Securities Limited | Rep | 證券交易 | 2026-01-26 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-12 | 2025-12-14 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-03-22 | 2025-12-14 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2021-01-07 | 2021-01-31 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2021-01-07 | 2021-01-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2017-08-30 | 2020-09-24 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-08-30 | 2020-09-24 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2017-07-06 | 2017-08-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-07-06 | 2017-08-04 |
| Rep | 證券交易 | 2017-07-06 | 2017-08-04 | |
| CES Capital International (Hong Kong) Co., Limited | Rep | 就期貨合約提供意見 | 2016-05-19 | 2017-06-16 |
| Rep | 槓桿式外匯交易 | 2016-05-19 | 2017-06-16 | |
| Rep | 期貨合約交易 | 2016-04-14 | 2017-06-16 | |
| Rep | 就證券提供意見 | 2015-03-24 | 2017-06-16 | |
| Rep | 證券交易 | 2015-03-24 | 2017-06-16 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就證券提供意見 | 2013-12-27 | 2015-03-08 |
| Rep | 證券交易 | 2013-12-27 | 2015-03-08 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2012-06-20 | 2013-12-06 |
| Rep | 證券交易 | 2012-06-20 | 2013-12-06 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-04-19 | 2013-08-01 |
| Rep | 證券交易 | 2012-04-19 | 2013-08-01 | |
| Rep | 就證券提供意見 | 2011-09-07 | 2012-04-03 | |
| Rep | 證券交易 | 2011-09-07 | 2012-04-03 |
已採集記錄中暫無金管局登記。