| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-01-07 | 2018-05-01 |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2013-01-07 | 2018-05-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-01-07 | 2018-05-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-20 | 2012-11-30 |
| Rep | 證券交易 | 2012-06-20 | 2012-11-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-05-18 | 2012-11-30 |
| Rep | 證券交易 | 2011-05-18 | 2012-11-30 |