| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2016-01-07 | 2019-10-25 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2013-07-23 | 2015-12-18 |
| Rep | 證券交易 | 2012-06-01 | 2013-03-01 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2012-04-02 | 2012-05-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2009-12-29 | 2012-02-27 |