| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-02-08 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-02-08 | - |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2010-07-09 | 2012-01-22 |
| Polaris Capital (Asia) Limited | Rep | 證券交易 | 2007-09-17 | 2010-12-31 |