| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2012-11-13 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-06-26 | 2012-11-01 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2011-02-21 | 2012-11-01 |
| IBTS ASIA (HK) LIMITED | Rep | 證券交易 | 2007-09-14 | 2011-01-21 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-03-07 | 2005-03-07 |
| Rep | 證券交易 | 2005-03-07 | 2007-07-25 |