| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grand China Securities Limited | RO | 就證券提供意見 | 2024-10-30 | - |
| RO | 提供資產管理 | 2024-10-30 | - | |
| RO | 期貨合約交易 | 2024-10-30 | - | |
| RO | 證券交易 | 2024-10-30 | - | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期貨合約提供意見 | 2022-01-17 | 2023-09-11 |
| Rep | 提供資產管理 | 2019-07-16 | 2023-09-11 | |
| RO | 期貨合約交易 | 2016-01-21 | 2023-09-11 | |
| RO | 就證券提供意見 | 2015-07-28 | 2023-09-11 | |
| RO | 證券交易 | 2015-07-28 | 2023-09-11 | |
| Rep | 就證券提供意見 | 2013-08-12 | 2015-07-28 | |
| Rep | 證券交易 | 2012-06-21 | 2015-07-28 | |
| Rep | 期貨合約交易 | 2012-06-21 | 2016-01-21 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-03-08 | 2019-03-15 |
| Rep | 證券交易 | 2009-06-10 | 2021-08-20 | |
| GT CAPITAL LIMITED | Rep | 證券交易 | 2007-11-19 | 2009-06-01 |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2006-09-01 | 2007-04-30 |
| GT CAPITAL LIMITED | Rep | 證券交易 | 2005-08-24 | 2006-08-31 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-10-21 | 2005-08-22 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2004-10-21 | 2005-08-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | 2003-04-30 | 2003-07-07 |
| Rep | 證券交易 | 2003-04-30 | 2005-08-22 |
金管局記錄暫時無法載入，請稍後重試。