| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-08-02 | 2014-08-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-08-02 | 2014-08-29 |
| Rep | 證券交易 | 2012-06-27 | 2014-08-29 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2011-01-31 | 2014-08-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-09-17 | 2009-12-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-10-31 | 2008-06-20 |