| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-20 | 2022-01-31 |
| Rep | 證券交易 | 2012-06-20 | 2022-01-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-08-17 | 2015-12-30 |
| Rep | 證券交易 | 2009-08-17 | 2015-12-30 | |
| CES Commodities (HK) Limited | Rep | 就期貨合約提供意見 | - | 2003-11-10 |
| Rep | 提供資產管理 | - | 2003-11-10 | |
| Rep | 期貨合約交易 | - | 2009-08-08 | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | - | 2003-11-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自動化交易服務 | - | 2003-07-07 |
| Rep | 就機構融資提供意見 | - | 2003-11-10 | |
| Rep | 就證券提供意見 | - | 2003-11-10 | |
| Rep | 提供資產管理 | - | 2003-11-10 | |
| Rep | 證券交易 | - | 2009-08-08 |