| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-21 | 2013-03-01 |
| Rep | 證券交易 | 2012-06-21 | 2013-03-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-05-12 | 2013-03-01 |
| Rep | 證券交易 | 2011-05-12 | 2013-03-01 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-10-08 | 2011-05-01 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-08-17 | 2011-05-01 |