| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CARLYON ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2024-02-28 | - |
| RO | 提供資產管理 | 2024-02-28 | - | |
| CARLYON SECURITIES LIMITED | RO | 證券交易 | 2024-02-28 | - |
| CARLYON ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2024-02-23 | 2024-02-28 |
| Rep | 提供資產管理 | 2024-02-23 | 2024-02-28 | |
| ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2022-08-18 | 2023-11-10 |
| RO | 提供資產管理 | 2022-08-18 | 2023-11-10 | |
| Fantasia Asset Management Limited | RO | 提供資產管理 | 2019-10-24 | 2022-03-31 |
| WANEXE SECURITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2019-05-23 | 2019-07-03 |
| Blackhorn Wealth Management Limited | RO | 就證券提供意見 | 2018-12-03 | 2019-03-29 |
| RO | 提供資產管理 | 2018-12-03 | 2019-03-29 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2015-12-28 | 2017-07-01 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2015-09-07 | 2017-07-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-09-07 | 2017-07-01 |
| Rep | 證券交易 | 2015-09-07 | 2017-07-01 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-01-20 | 2015-08-28 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就證券提供意見 | 2014-01-20 | 2015-08-28 |
| Rep | 證券交易 | 2014-01-20 | 2015-08-28 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2012-06-21 | 2013-12-19 |
| Rep | 期貨合約交易 | 2012-06-21 | 2013-12-19 | |
| Rep | 證券交易 | 2012-06-21 | 2013-12-19 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-09-30 | 2013-08-01 |
| Rep | 就證券提供意見 | 2010-12-22 | 2013-08-01 | |
| Rep | 證券交易 | 2010-12-22 | 2013-08-01 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-04-20 | 2010-11-05 |
| Rep | 證券交易 | 2010-04-20 | 2010-11-05 |
已採集記錄中暫無金管局登記。