| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2013-10-15 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-06-27 | 2013-10-13 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2009-04-02 | 2013-10-13 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-06-03 | 2009-02-01 |
已採集記錄中暫無金管局登記。