| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-27 | - |
| Rep | 證券交易 | 2012-06-27 | - | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-05-12 | 2019-03-15 |
| Rep | 證券交易 | 2009-09-01 | 2021-08-20 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-08-29 | 2009-07-31 |