| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2022-09-07 | - |
| Rep | 期貨合約交易 | 2022-09-07 | - | |
| Rep | 證券交易 | 2022-09-07 | - | |
| Rich Union Securities (H.K.) Limited | Rep | 證券交易 | 2012-06-06 | 2022-07-01 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2011-03-14 | 2012-06-01 |
| Rich Union Securities (H.K.) Limited | Rep | 就證券提供意見 | 2007-07-04 | 2010-07-01 |
| Rep | 證券交易 | 2007-07-04 | 2010-07-01 |