| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-06-25 | 2023-08-15 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2008-04-16 | 2013-09-13 |
| CELESTIAL FINANCE LIMITED | Rep | 提供證券保證金融資 | - | 2004-03-04 |
| CELESTIAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-19 |
| Rep | 就證券提供意見 | - | 2004-02-19 | |
| Rep | 提供資產管理 | - | 2004-02-19 | |
| Rep | 提供自動化交易服務 | - | 2004-02-19 | |
| Rep | 證券交易 | - | 2008-04-01 |