| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-03-25 | 2016-07-30 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2015-03-25 | 2016-07-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-26 | 2013-06-01 |
| Rep | 證券交易 | 2012-06-26 | 2013-06-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-10-21 | 2013-06-01 |
| Rep | 證券交易 | 2011-05-25 | 2013-06-01 |