| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-01-06 | 2018-04-24 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2014-01-06 | 2018-04-24 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-26 | 2013-12-20 |
| Rep | 證券交易 | 2012-04-26 | 2013-12-20 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2012-02-06 | 2013-12-20 |
| Rep | 證券交易 | 2009-12-14 | 2013-12-20 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-11-15 | 2009-11-19 |