| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2017-01-26 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2016-11-28 | 2017-10-02 |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2015-02-03 | 2016-07-22 |
| Rep | 證券交易 | 2015-02-03 | 2016-07-22 | |
| Open Securities Limited | Rep | 證券交易 | 2012-07-25 | 2014-05-30 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2009-04-06 | 2011-09-30 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-03-10 | 2009-02-01 |
已採集記錄中暫無金管局登記。