| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2012-11-14 | 2015-10-13 |
| Rep | 提供資產管理 | 2012-06-26 | 2015-10-13 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 提供資產管理 | 2012-01-26 | 2013-09-13 |
| Rep | 期貨合約交易 | 2010-12-06 | 2012-01-18 | |
| Rep | 證券交易 | 2010-12-06 | 2012-01-18 | |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2008-05-05 | 2010-09-16 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2004-01-06 | 2008-04-12 |