| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2019-07-15 | - |
| Rep | 就證券提供意見 | 2012-06-27 | - | |
| Rep | 期貨合約交易 | 2012-06-27 | - | |
| Rep | 證券交易 | 2012-06-27 | - | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-09-30 | 2013-08-01 |
| Rep | 就證券提供意見 | 2011-05-11 | 2013-08-01 | |
| Rep | 證券交易 | 2011-03-09 | 2013-08-01 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-09-08 | 2010-11-04 |
| Rep | 證券交易 | 2010-09-08 | 2010-11-04 |