| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 槓桿式外匯交易 | 2012-06-27 | 2016-10-31 |
| Rep | 期貨合約交易 | 2012-06-27 | 2021-06-30 | |
| Rep | 證券交易 | 2012-06-27 | 2021-06-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-11-11 | 2013-04-26 |
| Rep | 證券交易 | 2009-11-11 | 2013-04-26 | |
| Rep | 槓桿式外匯交易 | 2009-11-11 | 2013-04-26 |