| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2022-11-18 | - |
| Rep | 期貨合約交易 | 2022-11-18 | - | |
| Rep | 證券交易 | 2022-10-05 | - | |
| Rich Union Securities (H.K.) Limited | Rep | 證券交易 | 2012-07-30 | 2022-08-15 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2011-01-11 | 2012-06-01 |