| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 就證券提供意見 | 2012-10-10 | 2012-12-18 |
| Rep | 提供資產管理 | 2012-10-10 | 2012-12-18 | |
| Rep | 證券交易 | 2011-06-09 | 2012-12-18 | |
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-12 |
| Rep | 就證券提供意見 | - | 2003-04-12 | |
| Rep | 提供資產管理 | - | 2003-04-12 |