| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-04-14 | 2016-08-06 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2010-06-08 | 2014-02-21 |
| Rep | 提供資產管理 | 2010-06-08 | 2014-02-21 | |
| Rep | 證券交易 | 2010-06-08 | 2014-02-21 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-05-21 | 2010-04-30 |
| Rep | 證券交易 | 2007-10-18 | 2010-04-30 |