| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2010-05-19 | 2024-05-24 |
| Rep | 就證券提供意見 | 2010-01-13 | 2024-05-24 | |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2008-12-01 | 2010-01-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-05-05 |
| Rep | 就證券提供意見 | - | 2004-05-05 | |
| Rep | 提供資產管理 | - | 2004-05-05 | |
| Rep | 證券交易 | - | 2008-05-22 |