| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就機構融資提供意見 | 2026-08-04 | - |
| Rep | 就機構融資提供意見 | 2025-11-14 | 2026-08-04 | |
| China Vered Securities Limited | RO | 就證券提供意見 | 2024-11-18 | 2025-05-15 |
| RO | 就機構融資提供意見 | 2024-03-19 | 2025-04-07 | |
| Rep | 就機構融資提供意見 | 2020-05-13 | 2024-03-19 | |
| Rep | 就證券提供意見 | 2020-05-13 | 2024-11-18 | |
| Rep | 證券交易 | 2020-05-13 | 2024-11-26 | |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-08-28 | 2018-12-28 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-04-25 | 2015-08-28 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2012-04-25 | 2018-12-28 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2011-01-10 | 2012-04-13 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2011-01-10 | 2012-04-13 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2008-09-09 | 2009-05-14 |
已採集記錄中暫無金管局登記。