| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GET NICE SECURITIES LIMITED | Rep | 證券交易 | 2022-02-09 | 2022-07-28 |
| SHUANGYING SECURITIES LIMITED | RO | 期貨合約交易 | 2019-03-07 | 2021-12-16 |
| RO | 證券交易 | 2019-03-07 | 2021-12-16 | |
| BLOOMYEARS LIMITED | RO | 證券交易 | 2017-08-29 | 2019-02-18 |
| Rep | 證券交易 | 2017-08-02 | 2017-08-29 | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2010-01-14 | 2017-06-30 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2009-10-30 | 2017-06-30 |
| Rep | 證券交易 | 2009-10-30 | 2017-06-30 |