| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2010-04-15 | 2014-01-16 |
| Rep | 證券交易 | 2010-04-15 | 2014-01-16 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-05-06 |
| Rep | 就證券提供意見 | - | 2004-05-06 | |
| Rep | 提供資產管理 | - | 2004-05-06 | |
| Rep | 證券交易 | - | 2010-04-06 |