| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就證券提供意見 | 2023-09-06 | 2026-06-26 |
| Rep | 提供資產管理 | 2023-09-06 | 2026-06-26 | |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2016-06-29 | 2020-06-30 |
| RO | 提供資產管理 | 2016-06-29 | 2020-06-30 | |
| Rep | 就證券提供意見 | 2016-03-04 | 2016-06-29 | |
| Rep | 提供資產管理 | 2016-03-04 | 2016-06-29 | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2015-01-21 | 2016-02-03 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 提供資產管理 | 2012-07-03 | 2016-02-03 |
| Rep | 證券交易 | 2011-09-12 | 2016-02-03 |