| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2013-03-15 | 2019-05-17 |
| RO | 證券交易 | 2012-09-12 | 2013-03-15 | |
| Rep | 證券交易 | 2010-09-29 | 2012-09-12 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-03-19 | 2010-08-29 |
| SDIC Securities International Financial Holdings Limited | RO | 證券交易 | 2003-08-26 | 2005-02-25 |