| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2009-06-11 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2009-06-11 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-11-10 | 2009-06-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-10-03 | 2009-06-04 |
| GT CAPITAL LIMITED | Rep | 證券交易 | 2006-01-09 | 2006-08-12 |