| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2011-05-09 | - |
| TAI TAK SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-01-22 | 2011-04-30 |
| SHAREGAIN DEVELOPMENT LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-10 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-11 |