| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PROMISING SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-07-03 | 2025-10-31 |
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | 證券交易 | 2011-09-21 | 2017-06-16 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2011-03-02 | 2011-09-16 |
| LEHIN SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2005-01-18 |
| Rep | 就證券提供意見 | - | 2005-01-18 | |
| Rep | 提供資產管理 | - | 2005-01-18 | |
| Rep | 證券交易 | - | 2011-01-31 |