| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2010-08-31 | 2016-12-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2010-08-31 | 2016-12-31 |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2006-02-17 | 2006-05-23 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2005-01-19 | 2006-02-13 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2004-09-23 | 2004-12-22 |