| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eddid Securities and Futures Limited | Rep | 就期貨合約提供意見 | 2026-01-08 | - |
| Rep | 就證券提供意見 | 2026-01-08 | - | |
| Rep | 提供資產管理 | 2026-01-08 | - | |
| Rep | 期貨合約交易 | 2026-01-08 | - | |
| Rep | 證券交易 | 2026-01-08 | - | |
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2025-02-20 | 2025-10-28 |
| Rep | 提供資產管理 | 2025-02-20 | 2025-10-28 | |
| Rep | 證券交易 | 2025-02-20 | 2025-10-28 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2024-03-18 | 2025-01-13 |
| Rep | 提供資產管理 | 2024-03-18 | 2025-01-13 | |
| Rep | 證券交易 | 2024-03-18 | 2025-01-13 | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2024-03-18 | 2025-01-13 |
| Rep | 期貨合約交易 | 2024-03-18 | 2025-01-13 | |
| China Enterprise Securities Company Limited | Rep | 提供資產管理 | 2021-07-26 | 2023-12-01 |
| RO | 就期貨合約提供意見 | 2020-10-08 | 2023-12-01 | |
| RO | 就證券提供意見 | 2020-10-08 | 2023-12-01 | |
| RO | 期貨合約交易 | 2020-10-08 | 2023-12-01 | |
| RO | 證券交易 | 2020-10-08 | 2023-12-01 | |
| Superactive Financial Group Company Limited | Rep | 證券交易 | 2020-02-10 | 2020-08-03 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2010-08-03 | 2019-07-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2010-08-03 | 2019-07-31 |
已採集記錄中暫無金管局登記。