| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JOYFUL CAPITAL HK LIMITED | RO | 就證券提供意見 | 2025-04-09 | - |
| RO | 提供資產管理 | 2025-04-09 | - | |
| Chinagri Cheung Kong Company Limited | RO | 就證券提供意見 | 2024-11-27 | 2025-04-03 |
| RO | 提供資產管理 | 2024-11-27 | 2025-04-03 | |
| Guolian Securities International Capital Co., Limited | RO | 就證券提供意見 | 2022-10-10 | 2023-05-31 |
| RO | 證券交易 | 2022-05-24 | 2023-05-31 | |
| Guolian Securities International Asset Management Co., Limited | Rep | 提供資產管理 | 2022-04-26 | 2023-05-31 |
| Guolian Securities International Capital Co., Limited | Rep | 證券交易 | 2022-04-26 | 2022-05-24 |
| LIVEREPORT ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-04-17 | 2022-02-28 |
| Tiger Faith Securities Limited | RO | 證券交易 | 2018-06-20 | 2022-02-28 |
| AuVantage Consultancy Limited | RO | 證券交易 | 2016-11-02 | 2018-06-18 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2005-04-26 | 2016-10-28 |
| SDIC Securities International Financial Holdings Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-23 | |
| Rep | 證券交易 | 2003-04-01 | 2005-04-22 |
已採集記錄中暫無金管局登記。