| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 提供資產管理 | 2009-03-12 | - |
| Rep | 證券交易 | 2008-12-05 | - | |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2008-05-14 | 2008-10-15 |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2006-09-01 | 2007-03-31 |
| GT CAPITAL LIMITED | Rep | 證券交易 | 2006-03-06 | 2006-08-31 |
| Quam Securities Limited | Rep | 證券交易 | 2004-11-22 | 2006-02-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-09-13 | 2004-10-19 |
已採集記錄中暫無金管局登記。