| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2007-10-24 | - |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 提供資產管理 | 2007-06-28 | 2025-09-05 |
| Rep | 證券交易 | 2007-03-07 | - | |
| Broadway Wealth Management Limited | Rep | 就證券提供意見 | 2006-12-15 | 2007-02-13 |
| Rep | 提供資產管理 | 2006-12-15 | 2007-02-13 | |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2005-09-26 | 2006-10-14 |
已採集記錄中暫無金管局登記。