| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2013-01-07 | 2022-04-22 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2010-04-30 | 2012-07-12 |
| Rep | 證券交易 | 2010-04-30 | 2012-07-12 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2006-03-18 | 2010-04-23 |