| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2021-10-12 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2021-08-17 | 2021-09-10 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-08-17 | 2021-09-10 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期貨合約交易 | 2019-05-16 | 2021-08-08 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2019-05-16 | 2021-08-08 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2017-06-22 | 2019-05-05 |
| Rep | 證券交易 | 2017-06-22 | 2019-05-05 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2012-04-18 | 2015-08-24 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2012-04-18 | 2015-08-24 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2009-12-07 | 2012-01-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2009-12-07 | 2012-01-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-04-03 | 2009-11-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-04-03 | 2009-11-06 |
已採集記錄中暫無金管局登記。