Lee, Kei Shun 李基舜

證監會中央編號:AFD221

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Airwallex Capital Hong Kong Limited	RO	就證券提供意見	2024-09-02	2026-06-30
	RO	提供資產管理	2024-09-02	2026-06-30
Safari Asia Limited	RO	證券交易	2020-08-18	2022-07-04
Look's Securities Limited	RO	證券交易	2018-04-12	2022-07-04
Safari Asia Limited	RO	就證券提供意見	2018-04-12	2022-07-04
	RO	提供資產管理	2018-04-12	2022-07-04
Look's Securities Limited	Rep	證券交易	2018-02-07	2018-04-12
Safari Asia Limited	Rep	就證券提供意見	2018-02-07	2018-04-12
New Harvest Wealth Securities Company Limited	RO	就證券提供意見	2016-06-28	2017-10-07
	RO	證券交易	2016-06-28	2017-10-07
FORMAX SECURITIES LIMITED	RO	證券交易	2014-09-12	2015-12-11
CES Capital International (Hong Kong) Co., Limited	RO	就證券提供意見	2012-09-18	2014-01-02
	RO	證券交易	2011-11-17	2014-01-02
Public Securities Limited	RO	證券交易	2008-06-16	2011-09-29
CAPITAL GLOBAL MANAGEMENT LIMITED	RO	提供資產管理	2008-03-11	2008-05-21
	RO	證券交易	2007-11-08	2008-05-21
	Rep	證券交易	2007-09-20	2007-11-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2007-04-17	2007-08-16
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2007-04-17	2007-08-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	槓桿式外匯交易	2006-07-17	2007-03-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2006-07-17	2007-03-26
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2006-03-09	2007-03-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2006-03-07	2007-03-26
FULBRIGHT SECURITIES LIMITED	Rep	提供自動化交易服務	2003-10-30	2004-11-05
	Rep	證券交易	2003-10-30	2006-03-01
YUE XIU FUTURES COMPANY LIMITED	Rep	期貨合約交易	2003-06-19	2003-10-20
Asia Pacific Securities Limited	Rep	就機構融資提供意見	-	2003-05-12
	Rep	就證券提供意見	-	2003-05-12
	Rep	提供自動化交易服務	-	2003-05-12
	Rep	證券交易	-	2003-10-20

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Airwallex Capital Hong Kong Limited	RO	就證券提供意見	2024-09-02	2026-06-30
	RO	提供資產管理	2024-09-02	2026-06-30
Safari Asia Limited	RO	證券交易	2020-08-18	2022-07-04
Look's Securities Limited	RO	證券交易	2018-04-12	2022-07-04
Safari Asia Limited	RO	就證券提供意見	2018-04-12	2022-07-04
	RO	提供資產管理	2018-04-12	2022-07-04
Look's Securities Limited	Rep	證券交易	2018-02-07	2018-04-12
Safari Asia Limited	Rep	就證券提供意見	2018-02-07	2018-04-12
New Harvest Wealth Securities Company Limited	RO	就證券提供意見	2016-06-28	2017-10-07
	RO	證券交易	2016-06-28	2017-10-07
FORMAX SECURITIES LIMITED	RO	證券交易	2014-09-12	2015-12-11
CES Capital International (Hong Kong) Co., Limited	RO	就證券提供意見	2012-09-18	2014-01-02
	RO	證券交易	2011-11-17	2014-01-02
Public Securities Limited	RO	證券交易	2008-06-16	2011-09-29
CAPITAL GLOBAL MANAGEMENT LIMITED	RO	提供資產管理	2008-03-11	2008-05-21
	RO	證券交易	2007-11-08	2008-05-21
	Rep	證券交易	2007-09-20	2007-11-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2007-04-17	2007-08-16
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2007-04-17	2007-08-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	槓桿式外匯交易	2006-07-17	2007-03-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2006-07-17	2007-03-26
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2006-03-09	2007-03-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2006-03-07	2007-03-26
FULBRIGHT SECURITIES LIMITED	Rep	提供自動化交易服務	2003-10-30	2004-11-05
	Rep	證券交易	2003-10-30	2006-03-01
YUE XIU FUTURES COMPANY LIMITED	Rep	期貨合約交易	2003-06-19	2003-10-20
Asia Pacific Securities Limited	Rep	就機構融資提供意見	-	2003-05-12
	Rep	就證券提供意見	-	2003-05-12
	Rep	提供自動化交易服務	-	2003-05-12
	Rep	證券交易	-	2003-10-20