| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供資產管理 | 2013-09-17 | 2015-06-27 |
| Rep | 證券交易 | 2013-09-17 | 2015-06-27 | |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2010-05-07 | 2013-09-02 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2008-10-13 | 2010-04-26 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2005-12-28 | 2008-09-20 |