| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供資產管理 | 2022-01-06 | - |
| Rep | 期貨合約交易 | 2011-06-24 | - | |
| Rep | 證券交易 | 2011-06-24 | - | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-03-04 | 2011-06-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-10-09 | 2011-06-20 |