| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就證券提供意見 | 2010-06-03 | 2015-02-10 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2008-01-14 | 2008-05-31 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 提供資產管理 | 2005-06-30 | 2005-09-28 |
| Rep | 證券交易 | 2005-06-30 | 2005-09-28 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2004-09-24 |
| Rep | 提供資產管理 | - | 2004-09-24 | |
| Rep | 就證券提供意見 | - | 2005-05-18 |