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Chan, Yiu Ting 陳耀庭 - 公開紀律行動 | 香港證監會持牌人士（編號 92959）
Chan, Yiu Ting 陳耀庭
證監會中央編號:
ACJ836
主要資料
證監會牌照
公開紀律行動
公開紀律行動
SFC bans Mr Chan Yiu Ting, ex-China Tonghai Securities, for 18 months
SFC, 12-Aug-2020
For discretionary dealing for 7 years without the client's written authorization. It apparently took the broker that long to notice.
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