| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Glory Sun Securities Limited | Rep | 證券交易 | 2023-07-18 | - |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-10-14 | 2023-07-02 |
| Quam Securities Limited | Rep | 證券交易 | 2006-10-11 | 2016-09-18 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2004-11-09 | 2006-09-26 |
| China Reserve Securities Limited | Rep | 證券交易 | 2004-07-14 | 2004-10-12 |
| Oshidori Securities Limited | Rep | 證券交易 | 2004-06-11 | 2004-07-12 |
| Success Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-05 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-06 |
已採集記錄中暫無金管局登記。